We leverage a detailed understanding of regulatory, consumer, and market dynamics to deliver comprehensive solutions to clients in the financial services sector.
Our global team of financial services industry experts advise banks, insurers, payment processors, asset managers, broker-dealers, RIAs, and other financial institutions to enhance operating capabilities while mitigating risk. We deliver strategic guidance in matters involving regulatory compliance and inquiries, litigation and arbitration support, business operations, performance enhancement, and risk management.
Specialized Expertise for the Financial Services Industry:
With the increasing global prevalence and sophistication of financial technology, rigorous regulatory requirements, and complex operations worldwide, we leverage extensive industry knowledge and experience to deliver specialized expertise to thrive in this shifting landscape.
Our fully integrated team has significant experience supporting clients in the financial services sector within a regulatory framework that includes the US Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), the Financial Industry Regulatory Authority (FINRA), the US Department of Justice (DOJ), the Federal Reserve, the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), the Federal Communications Commission (FCC), and other federal and state regulators. In addition to extensive regulatory knowledge, we have experts with significant securities trading expertise, hedge fund portfolio management, risk management experience, and hands-on compliance expertise.
See our services below to learn more about the comprehensive support our experts provide for the global Financial Services sector.
Digital & Data
Financial Investigations, Valuation & Risk
Strategic Advisory
The Protocol for Broker Recruiting
A Selection of Our Experts' Experience
Our insights cover a variety of topics impacting businesses, society, the economy, and the environment. Check out our latest white papers, research reports, educational seminars, industry speaking engagements, and perspective articles.
