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Peter Tedesco

J.S. Held’s Inaugural Global Risk Report Examines Potential Business Risks & Opportunities in 2024

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Peter Tedesco has more than 35 years of experience in the financial services industry. Upon graduating from law school, he began his career as a Certified Public Accountant, then client advisor with national, fee-based financial planning firms.

Working across the country for more than 30 years with UBS, he acquired extensive experience in operating & supervising businesses, products & services, and delivering wealth management to clients. He has in-depth knowledge of industry structures and product platforms including investment advisory, equities, fixed income, annuities, life, and long-term care insurance.

As a FINRA-licensed office supervisor, his responsibilities included employee supervision, compliance, advisor recruiting, operations, and all aspects of human resources. Through his home office and field roles Pete has worked with thousands of advisors, managers, clients, and employees at all firm levels.

Peter’s training and experience enable him to effectively address the complex and interconnected issues often found in financial services disputes.

Peter Tedesco has been retained as a Special Advisor, working with the Global Investigations Practice at J.S. Held for project-based engagements. He is involved in providing expert analysis, data analytics, and testimony in financial services disputes.

Key Expertise

  • FINRA Rules & Regulations
  • Supervision, Suitability, Compliance
  • Advisor Recruiting, Promissory Notes
  • Fiduciary Duty
  • Trading, Asset Allocation, Products
  • Calculation of Damages
  • Financial Planning
  • Labor & Employment
  • Wrongful Termination

Professional Affiliations/Licenses

  • Attorney – U.S. District Court & Supreme Court of Pennsylvania
  • Formerly Held FINRA Licenses – Series 3, 7, 9, 10, 63, 66
  • Formerly Held Insurance Licenses – Life, Health & Annuities