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+1 224 263 7793 (Office)
+1 224 288 8541 (Mobile)
200 W Madison St, Suite 1020
Chicago, IL 60606
As a litigation expert, Brad Daniels has provided expert testimony in court, FINRA, and AAA arbitrations related to fiduciary duties, sales practices, and investment management by investment advisors. As a consulting expert for the investment industry, Mr. Daniels provides proactive guidance on projects dealing with a broad range of compliance, supervisory, and quantitative matters.
Mr. Daniels prior experience includes serving as Chief Compliance Officer and Manager of Performance Analytics at DiMeo Schneider & Associates LLC, an RIA that provides investment consulting services to retirement plan sponsors, private and not-for-profit institutions, and ultra-high net worth individuals, with assets under advisement of more than $100 billion. He also served as a voting member of its Discretionary Team, which made investment decisions for clients within its Discretionary Services practice. His experience allowed him to participate in the ongoing investment research, analysis, and management process while leading various roles at the cross-section of investment advisory operations.
Prior to the acquisition by J.S. Held in 2022, Mr. Daniels also served as the Chief Operating Officer at Capital Forensics, Inc., overseeing the firm’s operations, including case management, audits, human resources, staffing and talent development, and billing.
Key Expertise
Professional Certifications