Directory

Anne Walton

J.S. Held’s Inaugural Global Risk Report Examines Potential Business Risks & Opportunities in 2024

Read More close Created with Sketch.

Anne Walton has over 12 years of experience in anti-money laundering, intelligence, and risk analysis, investigative research, and enhanced due diligence.

Ms. Walton has substantial experience in building strong compliance programs for both fintech start-ups and large financial institutions, independent monitorships, and resolution of issues related to regulatory actions. She has helped financial institutions strengthen internal control frameworks to effectively manage AML and sanctions risks as well as design and deliver robust risk assessments.

Her analytical and investigative experience supported multi-year independent monitorships, transaction monitoring lookbacks and other matters involving complex money flows including international wire transfers, cryptocurrency, and investment products. Ms. Walton has produced intelligence reports and dynamic threat assessments for the U.S. government and provided analytical support to law enforcement conducting criminal money laundering investigations.

Anne provides strategic advice on the development of AML and sanctions compliance programs, evaluation of mitigating controls, and remediation of deficiencies in areas such as due diligence, transaction monitoring, and risk assessments. She is involved in matters that include fiat and digital asset investigations, testing, independent reviews, and monitoring.

Key Expertise

  • Anti-money Laundering (AML)
  • Compliance
  • Investigations
  • Financial Crime
  • Risk Assessment
  • Sanctions Screening
  • Money Services Business (MSBs)
  • Operational Due Diligence
  • Cryptocurrency
  • KYC / Onboarding
  • Managed / Outsourced Services

Professional Affiliations/Memberships/Licenses/Training

  • Association of Certified Anti-Money Laundering Specialists
  • Economics of Blockchain and Digital Assets Certificate from The Wharton School
  • Chainalysis Cryptocurrency Fundamentals Certificate

Insights by Anne Walton

Click to learn more
Three Ways to Use Analytic Rigor in Your AML Compliance Operations
This article focuses on three steps to effective due diligence in AML compliance. The strategy is based on years of...
PDFDownload PDF
Click to learn more
Risky Business: How Fintech Firms Can Build Better AML and Sanctions Risk Assessments
This article examines the risks to Fintechs and how to create an AML and sanctions program that complies with regulatory...
PDFDownload PDF