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James Carmack

J.S. Held’s Inaugural Global Risk Report Examines Potential Business Risks & Opportunities in 2024

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James Carmack is a Financial Services executive with a proven 33-year track record in sales, sales management and supervision, trading management and supervision, risk controls, compliance, equity research development and distribution, sales training, and recruiting. He has strong abilities in both strategic planning and tactical plan implementation. He has comprehensive experience and success in organizing and developing operating teams of investment professionals.

Mr. Carmack provides clients expert advice and testimony on complex disputes involving equity sales and trading, trading operations, management, risk, compliance, and supervision.

James Carmack has been retained as a Special Advisor by J.S. Held for project-based engagements.

Key Expertise

  • Commercial Disputes
  • Personal Injury / Wrongful Death
  • Fraud
  • Labor & Employment
  • Partnership & Trust Litigation
  • Real Estate and Construction
  • Appraisal
  • Reisdential & Commercial Buildings
  • Resorts
  • Equity Sales & Trading
  • Equity Trading Operations
  • Supervision
  • Risk Controls
  • Compliance
  • Equity Research

Professional Licenses

  • Series 4, 7, 24, 63